We are what we repeatedly do.
Excellence, then, is not an act,

but a habit.                   Aristotle

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COMPLIANCE PARTNER

 

 

dart COMPLIANCE LIMITED  

 
is an FCA Compliance Consultancy working with General Insurance Intermediaries and other Insurance businesses to assist them in meeting their FCA regulatory compliance obligations.

 

With a range of regular subscription services, fixed-price application assistance and a variety of healthchecks using our unique ‘REaCH’ system, as well as bespoke compliance consultancy we are able to provide expert, quality hands-on help and advice on ways to meet the FCA rules, which are appropriate to your business.

 

Our managing director is a Chartered Member of the Chartered Institute for Securities & Investment and has been in the insurance industry for 40 years, more than 20 as a broker, including nine years running his own brokerage. So we understand the issues and pressures you face – and take these into account whenever possible when designing regulatory solutions.

 

We have an enviable track record and extensive experience gained over almost 10 years of  successfully applying systems for compliant sales, client money and TCF as well as preparing for regulation, new applications, regulatory reporting (GABRIEL and Connect), changes of legal status (COLS) applications, MBOs and acquisitions. 

 

Members have access to our compliance Helpdesk and a wide range of procedural and letter templates, and receive regular visits from a consultant who has, not only, an in-depth knowledge of FCA regulation, but also of the Insurance Broking business.

 
Member of the Association of Professional Compliance Consultants
Dart Compliance Limited. Registered address: 1 Hedgeway, Northampton NN4 0SP. Registered in England No. 6711062
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