Compliance Newsletters

Below you will find a list of the dCL Compliance Newsletters


In this issue: FCA Issue Dear CEO and Dear Board letters; Firms need to engage with the Principles; Travel Insurance 'Signposting' rules confirmed - Corona Virus and Business Continuity Plans; Data Privacy; Care!
In this issue: Senior Managers and Certification Regime - Final Preparations; MS18/1.2 GI Pricing Practices Interim Report; Changes to SMF Applications post-SMR; Registration for Connect; GABRIEL Update
In this issue: No-Deal Brexit – what do you need to do NOW; Irish draft Legislation for No-Deal Brexit; CMA Protected NCB return due NOW; FCA Sector Views Report; General Insurance Value Measures
In this issue: FCA issue IDD Update; Brexit, Brexit and Brexit & Gibraltar; Dual Pricing Review; Financial Ombudsman Service Eligibility Update
In this issue: IDD Deadline and Competency requirement; PROD 4 Product Oversight & Governance Rules; Broker Due Diligence on Insurers; Claims Management Companies’ Regulation.
In this issue: PS18-19 & FCA ‘Dear CEO’ letter; Privacy and Electronic Communications Regulations (PECR); FCA Publications on SMCR, Consumer Approach and Duty of Care, the Directory; Defaqto Compare & Engage
In this Issue: IDD documents now on website; ARAG Updated GDPR Staff Handbook Policy; FCA Publications; Pakeezah Meat v Total Insurance; FCA change of address
In this issue: GDPR Documents release data 1/5/2018; IDD Transitional Dates confirmed; Renewal Transparency Warning; FCA Business Plan 2018; CII BrokerASSESS release IDD Pathway; 'All Risks' Insurance Case
In this issue: IDD delay confirmed; Policy Statement on third IDD Consultation (PS18-1); CP18-3 SME access to the FOS Consultation; One Call Insurance Services Ltd Fined; CMA PNCD Order submission due 1/2/18
In this Issue: IDD delay proposed; Policy Statement on second IDD Consultation (PS17-27); CP17/40 & CP17/42 SM&CR Consultations; Three 'Mission Statement' papers issued; GDPR Review & Gap Analysis Available
In this Issue: PSD2 Removing charges for credit cards; Update on Renewal Transparency; Cos Services Ltd v Nicholson and Willans; OP31 Ageing Population; The UK Data Protection Bill; IDD Training & Competency
In this issue: PS17/21 Implementation of the Insurance Distribution Directive; The Senior Managers & Certification Regime CP17/25; Using Overseas and Unrated Insurers; CP 17/33 Assessing Creditworthiness CP 7/27 and the Credit Broking Review.
In this Issue: Consultations on Implementation of the Insurance Distribution Directive; ‘Durable Medium’ Definition update; The General Data Protection Regulations
In this Issue: FCA Transparency at Renewal Template Wordings; Initial Feedback on The FCA Mission Statement; FCA GI Value Measures; Towergate Court Loss; Insurance Act ‘Conditions defining the risk as a whole’
In this Issue: FATCA Extension; FCA Transparency at Renewal Template Wordings; Thematic Review 16-9 on Broker PII; CP16/42 FSCS Funding Review; The FCA Mission Statement
In this Issue: SSP Outage and DRP; Feedback on CP12/20—NO Change to client money rules; FCA Regulation Roundup; dCL WELCOMES DEBORAH HOOD in expansion of services to IFA Support; 6-Monthly FOS Complaints statistics released; Allianz Private Motor policy exclusion
In this Issue: The Insurance Act comes into force; Overseas insurer warning; Policy Statement on ‘Transparency at Renewal’; Appointed Representative supervision Thematic Review and ‘Dear CEO’ letter; Towergate fined for Client Money breaches
In this Issue: The Competition and Markets Authority Protected No Claims Bonus Order; June Regulation Round-up and the FCA ‘Brexit’ Statement; Insurance Act ‘opt-out’ market; Insurance Act MTA letter and Renewal TOBAs
In this Issue: Changes to the Complaints Rules; New IA Guides released; FCA ‘Live & Local’ dates; Third Parties (Rights against Insurers) Act 2010
Special Edition: Insurance Act UPDATE;
In this Issue: Changes to RMA-C; Consumer Online Dispute Resolution Platform (ODR); Add-On case Studies; Live and Local