Compliance Newsletters
Below you will find a list of the dCL Compliance Newsletters
In this issue: Helpdesk Service Update; FCA Business Plan and CEO Speech; MFR on vehicle valuations; GAP Insurance sales UPDATE; Finalised Guidance on Social Media promotions; News and Reminders incl increase in FOS award limits
In this issue: Non-Financial Misconduct Questionnaire; Consultation on publicising investigations; GAP Insurance sales suspended; Appointed Rep and Financial Resilience returns; News and Reminders inc withdrawal of Redcare
In this issue: FCA Starts Appointed Rep Review: Policy Cancellations on credit default – NEW TEMPLATE LETTER; Advised or Not?’; FCA Receives judgement in Employment Tribunal; Financial Resilience returns; News and Reminders inc CMA return
In this issue: Expectations when selling client banks: Infinity Reliance v Heath Crawford BI Case; Financial Resilience returns; News and Reminders including CMA return.
In this issue: Consumer Duty – Annual Board Reports: Leasehold and Freehold Reform Bill; dCL FREE Compliance Webinar programme; Financial Resilience returns; News and Reminders
In this issue: Consumer Duty ‘Not once and done’: Complaints Data H1 2023; S166 Skilled Persons Reports; Proposed changes to Conduct, Fitness & Propriety assessments; News and Reminders
In this issue: PS23/14 Multi-occupancy Building Insurance: September Dear CEO letters; Skills Gap Analysis for SMF applications; Bob & Alec Finch found Guilty of fraud; News and Reminders
In this issue: Consumer Duty now in force: Insurer>Broker Consumer Duty questionnaires; Direct Line breach pricing rules; Insurance Act Case Law; News and Reminders
In this issue: Consumer Duty now in force: PII Obligations for AR Principals; Product Oversight and Governance Review; Social Media Advertising guidance consultation; News and Reminders
In this issue: One month to go for Consumer Duty: Regulatory restrictions for AR Principals; Culture and Doing the Right Thing; Customer experience of the Rising Cost of Living; News and Reminders
In this issue: Multi-occupancy buildings insurance; Part II of IDD learning webinars: FCA Whistleblowing measures; FOS award limits increased; CMA advice for on-line advertisers; FCA Multi-Factor Authentication; News and Reminders
In this issue: FCA Product & Pricing Returns Reminder; FCA Consumer Duty Survey: dart Learning update Stats; Property Managers Commission Ban update; FCA Multi-Factor Authentication; News and Reminders
In this issue: FCA Product & Pricing Returns Reminder; dart Learning CORE pathway 2023 update; Covid BI Claims update; Financial Resilience and Practitioner Survey; Consumer Duty implementation; Property Commission ban; News and Reminders
In this issue: FCA REGDATA Returns and MFA Access; dart Learning CORE pathway 2023 update; Consultation for firms who approve Financial Promotions for unregulated entities; Feedback statement on FSCS review ; News and Reminders