Adobe Acrobat (.pdf) document to be used as Appendix 3 to dCL Disaster Recovery/Business Continuity Plan Template
SMCR Version giving an overview of the regulatory environment with links to the FCA Handbook
2020 Version confirming regulatory responsibilities within the firm
2020 template to record annual review of areas covered by the FCA SYSC rules
IDD Version document to be completed and reviewed to reflect firm's own processes and MI
2010 Unabridged version of the dCL Privacy Statement, drafted in line with GDPR and DPA.