Client Money

This is the page from which subscribers to dart COMPLIANCE LIMITED can access the template procedures and guide designed to assist in meeting the Client Money regulatory compliance standards and requirements. Members are encouraged to personalise the documents to fit their corporate style, however no changes to the actual procedure or wordings should be made without checking with the dCL Helpdesk on 01604 709942 – Email:
Adobe Acrobat (.pdf) BIBA Industry Standard document explaining how to effect Client or Insurer Trust deed
Microsoft 'Word' document BIBA Industry Standard document to protect Risk Transfer monies for firms NOT operating a Client Account
The FSA guide to operating Client Money accounts (.pdf)