With a range of regular subscription services, fixed-price application assistance and a variety of healthchecks using our unique ‘REaCH’ system, as well as bespoke compliance consultancy we are able to provide expert, quality hands-on help and advice on ways to meet the FCA rules, which are appropriate to your business, at a fraction of the cost of employing your own Compliance Officer*.

Our managing director is a Chartered Member of the Chartered Institute for Securities & Investment and holds the ICA International Advanced Certificate in Regulatory Compliance with over 40 years experience in the insurance industry, more than 20 as a broker, nine of which running his own brokerage. And ALL of our Consultants are CII qualified, so we understand the issues and pressures you face – and take these into account whenever possible when designing regulatory solutions.

We have an enviable track record and extensive experience  gained  over  more than 15 years of  successfully applying systems for compliant sales, client money, SMCR, Conduct, Purpose and now Consumer Duty as well as preparing for regulation, new applications, regulatory reporting (RegData and Connect), MBOs and acquisitions. 

Members have access to our compliance Helpdesk and a wide range of procedural and letter templates, and receive regular visits from a consultant who has an in-depth knowledge of FCA regulation and the Insurance Broking business