PRINCIPAL 6  service: 'dependable, regular on-site help'


Principal 6 is designed for brokers who want additional help implementing front-line compliance procedures and completing their RMAR, so gives all of the Primary4 benefits, including production of the firm’s compliance manual, but with regular bi-monthly (6) on-site half-day visits

  • Dedicated Senior Consultant
  • ÜAnnual ‘REaCH’ Status Report
  • ÜBi-Monthly On-Site Visits
  • Risk Management & M.I. Dashboard
  • ÜPersonalised Compliance Manual
  • ÜAssistance with GABRIEL return
  • ÜAccess to Compliance Helpdesk
  • ÜProcedural & Letter Templates
  • Legal, H&S, HR & Employment templates from ARAG plc
  • ÜRegular Compliance Newsletter
  • ÜOptional dart Training Administration  
  • Only £495 pcm inc vat